NatWest Markets N.V. provides all required regulatory disclosures via Markit ISDA Amend. If you are not permissioned to see our representations via this platform please let us know at Client Account Management and we will add you.

A summary of the key details is also provided below:

EMIR: NatWest Markets N.V. is a Financial Counterparty (FC) under EMIR and a Clearing Category 2 counterparty for all mandatory clearable products.
Dodd Frank: NatWest Markets N.V. is not a US Person, nor is it the Guaranteed or Conduit Affiliate of a US Person as per the CFTC’s definition of a US Person for Dodd-Frank purposes. Not an Affiliate Conduit has No US Person Guarantees.
MiFID II: NatWest Markets N.V. is an EU Investment firm, and registered as a Systematic Internaliser. The Market Identifier Code (MIC) is NWNV.

Information Message

Tax and Anti-Financial Crime Information

The Wolfsberg Group Correspondent Banking Due Diligence Questionnaire is available on request to counterparts requiring this information in support of a relationship with NatWest Markets Plc or another NatWest Group entity.

The following NatWest Group financial crime statements can be found on the our purpose page of natwestgroup.com:

Anti-Money Laundering Statement (PDF)
Anti-Bribery and Corruption Statement (PDF)
Anti-Tax Evasion Statement (PDF)
USA Patriot Act Certificate 2019
List of NatWest Group Entities

To request the below information please email Global Tax Resolicitation COE

W-8BEN-E form, Certificate of Status of Beneficial Owner for U.S. Tax Withholding and Reporting
Entity tax residency self-certification form (known also as the CRS form)

Operational information

The below information is provided to enable customers to set up NatWest Markets N.V. as a new counterparty. We’ll confirm to customers via email the date that their trading will commence from NatWest Markets N.V.

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NatWest Markets N.V. legal entity identifier (LEI): X3CZP3CK64YBHON1LE12
NatWest Markets N.V. SWIFT BIC: RBOSNL2RTCM
NatWest Markets N.V. Cash SSIs (PDF)
NatWest Markets N.V. Securities SSIs (PDF)
NatWest Markets N.V. Treasury SSIs (PDF)
Call backs to confirm Cash SSIs or for any operational queries can be made to FXMM Ops +44 (0)131 626 6005, +44 (0)131 626 4995, +44 (0)131 626 2998
Call backs to confirm Securities SSIs or for any operational queries can be made to FI Ops +44 (0)131 519 5500, +44 (0) 121 566 4248, +44 131 525 1265, +44 (0)131 626 8011, +44 (0)131 626 9020

Additional information if you will use an electronic platform to confirm your FXMM trades with us:

FXALL: Long Name = NatWest Markets N.V. Short Name = NWM NV@rbs
GTSS: map to the new BIC (RBOSNL2RTCM)
MISYS: map to the new BIC (RBOSNL2RTCM)
Bloomberg: map to the new BIC at deal code level and then submit via SSPV to the new BIC
360T: Long Name = NatWest Markets N.V. Short Name = NatWest Markets EU

Nostro account information for NatWest Markets N.V. has been uploaded into the above platforms.

CLS: Natwest Markets N.V. (BIC RBOSNL2RTCM) is an Additional Submission Location (ASL) to the existing NatWest Markets PLC membership. Trades with ASL can be settled directly.
Depository Trust & Clearing Corporation (DTCC):Central Trade Manager (CTM): RBOSNL2RTCM

Omgeo Alert
For Securities:
Acronym: RBOSLDN
Model name: NWMNV

For Cash:
Acronym: RBSFMFX
Model name: NWMNV

Markitwire:
Participant Name: NatWest Markets Plc
Short Code: RBOS
Legal Entity Name: NatWest Markets N.V.
BIC: RBOSNL2RTCM

DS-Match

NatWest Markets NV entity: 0000T6C9

Tax: The Tax Identifier for NatWest Markets N.V.is US Tax ID 13-5268975 / Foreign Tin 0010-28-133
TriResolve (TriOptima): NWMNV
Our Tradeweb code is “RBS”

Changes to services - Trax and Aladdin confirmations

Please note that we will not be providing Trax or Aladdin confirmations as a service from NatWest Markets N.V. Aladdin fixed income confirmations will be sent via email/fax to the addresses we have on file for you.

NatWest Markets N.V. Financials

NatWest Markets N.V. is regulated by the Dutch Central Bank (“DNB”). It will comply with the capital requirements, as set by the DNB, during the relocation process.

Following the transfer of assets, NatWest Markets N.V. will continue to have capital ratios in excess of the regulatory minima and consistent with the CET1 ratio shown in NatWest Markets N.V. Annual Reports and Accounts.

*For UK entities or UK subsidiaries that require information to onboard NatWest Markets Plc as a new counterparty, please email us at Client Account Management and we will be happy to help.

Agile Markets is a trade mark of NatWest Group plc.

Customer Onboarding for NatWest Markets Plc

For details of how to onboard as a customer for NatWest Markets Plc please click here.