EMIR Trade Reporting Service

Entities incorporated in the EU and UK are required to report certain information related to derivative transactions they enter into, to an authorised trade repository. Reporting must occur no later than the end of the business day following the execution, modification or termination of such transactions.

We understand that this requirement may present challenges for some of our clients. Therefore, to help you meet your reporting obligations, we provide a delegated trade reporting service under which we will report certain derivative transactions on your behalf.

It is important to note that although you are able to delegate reporting to us or another party, you remain responsible for your own compliance with any applicable EMIR requirements including the timeliness and accuracy of the trade reporting.

How to sign up

You will need to complete the following steps to sign up for our delegated reporting service:

1. Complete and submit the registration form

To avoid any delay in set up, please ensure all fields are completed.

2. Complete and return our Terms and Conditions of use

Please download, review and complete the relevant Terms and Conditions of Use, filling in relevant address and account information.

T&Cs for non-fund managers
T&Cs for fund managers

3. Sign and return forms

Once complete, please sign and return them by email or posting a physical copy to:

NatWest Markets Plc
c/o EMIR Client Trade Reporting
4th Floor, 250 Bishopsgate
London, EC2M 4AA
United Kingdom

Important note: We also require you to return proof of authority to sign on behalf of all relevant entities, along with the Terms and Conditions of Use. Please also remember to retain a copy of the Terms and Conditions of Use for your records.

4. Email us

If you require further information or assistance please email us.
 

Notification of Reporting issues

If we identify an error or failure in our EMIR Trade Reporting Service which affects the delegated reporting we provide for all clients and which we determine to be material, we will notify clients of  such error or failure on the following  document. Clients using our delegated EMIR Trade Reporting Service are recommended to regularly review this document for details of any issues posted.  Information posted on this document  is provided subject to our Terms and Conditions of use for our EMIR Trade Reporting Service and clients are reminded that they remain solely responsible for the completeness, accuracy and timely provision of information and data required by us in the provision of delegated reporting service.  Clients remain responsible for compliance with their EMIR reporting requirements even when using our EMIR Trade Reporting Service.

EMIR Delegated Reporting issues

Further information

For further infomation please see our FAQ section. 

EMIR FAQs

No representation, warranty, or assurance of any kind, express or implied, is made as to the accuracy or completeness of the information contained in this document and no member of the NatWest Group accepts any obligation to any recipient to update or correct any information contained herein. The information in this document is published for information purposes only and does not constitute an analysis of all potentially material issues. Views expressed herein are not intended to be and should not be viewed as advice or as a recommendation. You should take independent advice in respect of issues that are of concern to you.

NatWest Markets Plc registered in Scotland No. 90312. Registered Office: 36 St Andrew Square, Edinburgh EH2 2YB. Authorised by the Prudential Regulation Authority and regulated by the Financial Conduct Authority and the Prudential Regulation Authority. NatWest Markets N.V. is authorised and supervised by De Nederlandsche Bank, the European Central Bank and the Autoriteit Financiële Markten. It has its seat at Amsterdam, The Netherlands, and is registered in the Commercial Register under 33002587. NatWest Markets Plc is in certain jurisdictions an authorised agent of NatWest Markets N.V. and NatWest Markets N.V. is in certain jurisdictions an authorised agent of NatWest Markets Plc.

In Singapore, NatWest Markets Plc Singapore branch [UEN: S85FC3595J] is authorised and regulated by the Monetary Authority of Singapore. In Japan, NatWest Markets Securities Japan Limited Tokyo Branch [Kanto Financial Bureau (Kin-sho) No.202] is authorised and regulated by the Japan Financial Services Agency. In Australia, NatWest Markets is exempt from the requirement to hold an Australian financial services license in respect of the financial services it provides, and it is authorised by the PRA and regulated by the FCA and PRA under UK laws, which differ from Australian laws. The financial instruments described in this document are made in compliance with an applicable exemption from the registration requirements of the US Securities Act of 1933. In the United States, securities activities are undertaken by NatWest Markets Securities Inc., a FINRA registered broker-dealer (www.finra.org), a SIPC member (www.sipc.org) and a wholly owned indirect subsidiary of NatWest Markets Plc.